Gestione di portafogli di investimento e dovere di diversificazione: violazioni degli obblighi comportamentali degli intermediari e onere probatorio

Translated title of the contribution: [Autom. eng. transl.] Management of investment portfolios and diversification duty: violations of the behavioral obligations of intermediaries and evidentiary burden

Mariasofia Houben

Research output: Contribution to journalArticlepeer-review

Abstract

[Autom. eng. transl.] The degree of risk of an investment portfolio must be assessed in light of the entire composition of the assets under management and the overall level of risk generated by the chosen investment line. The refusal of the customer to provide information on his situation does not exempt the intermediary from the obligation to warn him of the inadequacy of the operations in the process of completing and from the assumption of the relative consent in writing. There is a causal link between the violation of the intermediaries' behavioral obligations and the damage suffered by investors who have lost the value of the own investment only if the aversion of the latter to the risk is evidenced, as shown by a course of previous conservative investments
Translated title of the contribution[Autom. eng. transl.] Management of investment portfolios and diversification duty: violations of the behavioral obligations of intermediaries and evidentiary burden
Original languageItalian
Pages (from-to)150-188
Number of pages39
JournalBANCA BORSA E TITOLI DI CREDITO
VolumeLXXIII
Publication statusPublished - 2010

Keywords

  • adeguatezza
  • conflitto di interessi
  • doveri della banca
  • gestione di portafogli
  • intermediazione finanziaria
  • nesso di causalità
  • regole di comportamento
  • responsabilità intermediari

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